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Insightful updates and expert analysis on regulatory compliance and risk management.
SEC's 13D & 13G Filing Requirements: A Quick Guide to the 2024 Amendments
In a significant move that heralds a new era in securities regulation, the U.S. Securities and Exchange Commission (SEC) has amended the reporting rules for beneficial ownership under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934. The amendments, announced in October 2023, bring about substantial changes to the filing deadlines for Schedule 13D and Schedule 13G, marking the first adjustment in nearly half a century.
In this blog, we delve into the details of the SEC's 13G and 13D amendments and analyze how they affect filings.
Read moreEmerging Regulations Checklist for 2024
With ever-emerging multi-jurisdictional regulations, buy-side firms must continually ensure that they maintain regulatory compliance. This is not always easy to accomplish as buy-side regulations have increased dramatically in scope and speed across the Globe. Download our Emerging Regularions Checklist 2024 today.
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