Automated Compliance Monitoring
Optimise your regulatory compliance operations with AQMetrics’ leading-edge monitoring solutions.
Who we work with
Strengthen Controls and Stay Regulatory Compliant
AQMetrics technology features a comprehensive set of compliance rules, real-time compliance alerts and a dynamic alerts monitoring dashboard, configurable to regulatory and specific firm requirements.
Consistent Compliance
Automated monitoring on a daily, weekly, monthly or quarterly basis depending on market complexity in which your fund operates, investment strategy and the types of investment instruments.
Secure Compliance Workflow
AQMetrics workflow ensures integrity and confidentiality of information. Role Based Access Controls ensure escalation mechanisms are secure and robust.
Compliance Evidence
AQMetrics alerts provide evidence that your firm is complying with both prospectus rules and regulatory rules. You can retrieve alerts immediately and retain them in accordance with your record retention policy.
Solutions
Investment Compliance
Elevate your compliance strategy with AQMetrics’ automated investment monitoring solution. Proactively manage and resolve compliance issues to protect your clients’ interests and uphold your firm’s reputation, all through the power of AQMetrics technology.
Shareholding Disclosures
Automate your shareholder monitoring with AQMetrics regulatory technology and manage shareholder disclosing from one place ensuring your firm’s reputation is preserved.
What our clients have to say
“We have been impressed with AQMetrics’ focus and commitment to regulatory reporting and are excited to partner with their team to enhance our services.”
Tyler Kim
Global Head of Fund Services
Maples Group