REGULATORY COMPLIANCE SOFTWARE FOR ASSET MANAGERS:
MiFID II. EMIR. AIFMD. Form PF. DORA. SEC 13D, 13G, 13F, Form ADV. Major shareholding disclosure across 90+ jurisdictions. AQMetrics replaces the spreadsheets, consultants and point solutions you’re using today with a single regulated platform – built and operated by an ESMA- and FCA-authorised provider.
AQMetrics is authorised by ESMA and the FCA as a Data Reporting Service Provider, the same regulatory framework our clients operate under. That means stronger governance, deeper accountability and an audit trail your regulator will recognise. When you choose AQMetrics, you’re not buying a tool, you’re partnering with a regulated firm whose obligations mirror your own.
EU & UK: MiFID II Transaction Reporting | EMIR | AIFMD Annex IV | DORA | UCITS | Major Shareholding Disclosure | Short Selling | Takeover Panel
United States: Form PF | Form ADV | Schedule 13D / 13G | Form 13F | Form N-PX | CPO-PQR
Global: MAS OTC | Beneficial ownership monitoring across 100+ jurisdictions | Sensitive industries
Whatever you report under today, and whatever the regulator adds next, you do it in one place.
Most compliance teams have inherited a stack of regulatory compliance softwares: one tool for transaction reporting, another for AIFMD, another for shareholding disclosure, spreadsheets for the rest. Every regime has its own data feed, its own audit trail, its own renewal cycle and its own way of breaking.
AQMetrics ingests your data once, applies the rules for every regime you operate under and produces submissions, monitoring alerts, and audit trails from a single source of truth.
One vendor review. One integration. One audit trail your regulator can follow end-to-end.
From global banks and asset managers to fund administrators and MiFID investment firms.
“We appointed AQMetrics due to their ability to deliver a wide range of regulatory reporting products that give BNPP data quality, information security and robust technology. We have been impressed by AQMetrics’ international footprint and their ability to deliver solutions spanning the regulatory reporting and technology needs of our business.”
Colm Ennis
Business Manager
BNP Paribas
“We saw a growing need from our clients for outsourced risk reporting. So we wanted to find the best technology firms that can provide that service – and that’s why we chose AQMetrics.”
Chief Global Strategy Officer
US Bank
“Migrating is typically not an easy task. But with AQMetrics it was seamless. There are several vendors out there, and we carefully selected our new partner for their expertise and knowledge with regard to MiFID II migration projects.”
Frederic Jamin
Group Performance Manager
Kepler Cheuvreux
Yes, AQMetrics is authorised and supervised as a Data Reporting Services Provider (DRSP) and Approved Reporting Mechanism (ARM) by both the Financial Conduct Authority (FCA) in the UK and the European Securities and Markets Authority (ESMA) in Europe. This dual authorisation allows us platform to provide regulated transaction and risk reporting services across multiple jurisdictions under MiFID II. This means our transaction reporting solutions are independently audited and held to the highest regulatory standards. For our clients, this translates to unmatched trust and reliability
AQMetrics ingests your data through automated, secure pipelines and harmonises it against a canonical data model before any rule, monitoring or reporting logic runs. That means client data and market data are validated and normalised in the same way, so every downstream regime is working from the same source of truth.
Connectivity is via secure file transfer, scheduled depending on your operational needs. Our Data Mapper tool maps fields from your source systems to the AQMetrics data model, so you don't need to reformat data to fit us. A dashboard surfaces the status of every file so your team can see exactly what's been processed.
The platform is delivered as a fully managed SaaS service, with role-based access controls governing who can see and export what. Integration is part of onboarding: we handle the setup with your team, not over it.
Most clients are live within weeks, not months. A standard onboarding - kick-off, data mapping, UAT and sign-off - typically runs in the region of one to two months, depending on the complexity of your data sources and the regimes in scope. Firms with clean, well-documented data move at the fast end of that range; firms consolidating from multiple legacy systems or onboarding several regimes in parallel sit at the slower end.
Because every firm's starting point is different, we scope this properly with you: we'll review your data sources, the regimes you need to cover and your target go-live, and come back with a realistic timeline before any commitment.
AQMetrics' regulatory compliance software covers regimes across EU, UK, US and global jurisdictions, including MiFID II, EMIR, MAS, AIFMD, DORA, UCITS, Form PF, Form ADV, 13F, 13G, CPO-PQR, plus beneficial ownership and major shareholding disclosure across 90+ jurisdictions. If you report under it, we likely automate it.
Similar to many software-as-a-service providers, we use Amazon Web Services (AWS), a leading third-party data hosting provider, to store our solutions. AWS servers are located in Europe, ensuring secure and reliable data storage.
AQMetrics employs software engineers and subject matter experts who embed their knowledge into our proprietary technology. Authorised by ESMA and the FCA, our platform is future-proofed to anticipate and adapt to evolving regulations, ensuring ongoing compliance.
AQMetrics integrates with various data service providers, fund service providers, and regulators. Additionally, our customers can utilise AQMetrics’ drag-and-drop solution, DataMapper and RulesBuilder to configure specific APIs tailored to their data management needs. Through integrations, AQMetrics consolidates data from multiple sources into a centralised platform, providing a single source of truth.
AQMetrics upholds the highest technical standards in its ICT systems, including ISO 27001. We ensure all ICT and digital operational resilience requirements align with existing and emerging standards and regulations through close collaboration with our customers.