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Latest News and Regulatory Insights for Partners and Customers
Enhancing Proxy Voting Transparency: SEC's Amendments to Form N-PX
The Securities and Exchange Commission (SEC) has taken a significant step towards bolstering proxy voting transparency by adopting rule and form amendments to Form N-PX. These changes aim to standardize mutual fund proxy voting disclosures, providing investors with a clearer and more accessible view of voting records.
Read moreCSRD in Europe: A Phased Approach
As the modern world encourages businesses to adopt an ethical and responsible approach to conducting business, the Corporate Sustainability Reporting Directive (CSRD) brings about crucial changes to the reporting frameworks businesses must comply with. This new directive builds on its predecessor, the Non-Financial Reporting Directive (NFRD), and aims to enhance transparency and uniformity across financial frameworks throughout the EU. ESEF reporting is a mandatory requirement for many companies within the EU to disclose their financial statements and sustainability information in a standardised electronic format.
Read moreSEC Rule 13f-2: Implications for Investment Managers and Technology
The SEC has recently adopted Rule 13f-2, a measure aimed at improving transparency in the equity markets by focusing on short-selling activities. The rule, set to take effect in early 2025, requires investment managers to report detailed data on their short positions and activities each month through the newly introduced Form SHO. In this blog, we delve into what Rule 13f-2 entails and its implications for investment managers and technology.
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