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Latest News and Regulatory Insights for Partners and Customers
SEC Greenlights SLATE to Revolutionize Securities Lending Reporting
What are Rule 6500 Series and SLATE? In the Notice and Partial Amendment No.1, FINRA stated that it proposed to adopt the new rule to establish reporting requirements for covered securities loans. SLATE will also provide for the dissemination of individual and aggregate covered...
Read moreRegulatory Change Management for 2025: Get the Checklist
Regulatory change management is key for sell-side and buy-side firms to ensure compliance with emerging regulations in 2025.
Read moreDP24/2 Review: FCA’s Vision for UK's Transaction Reporting Regime
DP24/2: What’s on the Table? The FCA has outlined several objectives and proposed changes that could reshape how transaction reporting is handled in the UK. Streamlining Data Submission and Improving Quality To reduce redundancies, the FCA proposes removing fields such as certain instrument reference data...
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