Managing emerging regulatory change for the Buy-Side

How does AQMetrics deal with regulatory change for the buy-side?

The buy-side regulatory landscape is ever-shifting. Over the last two years fund managers have seen significant changes to their regulatory obligations. Fund managers have regulatory responsibilities that span multiple jurisdictions and each National Competent Authority (NCA) has different requirements. Ever-emerging multijurisdictional regulatory requirements can lead to data inconsistency and reputational damage if not managed holistically. It is clear that regulatory change will continue to challenge the buy-side industry through 2023.

How we can help.

AQMetrics continuously monitors multi-jurisdictional regulatory changes and delivers solutions to meet regulatory change requirements. AQMetrics itself is authorized and supervised by the Financial Conduct Authority (FCA) in the UK and the European Securities and Markets Authority (ESMA) in Europe. Both the FCA and ESMA apply a risk-based, data-driven and outcome-focused approach when supervising AQMetrics as a Data Reporting Service Provider. This means that AQMetrics understands what it means to be a regulated entity and how impactful regulations are on a firm. This uniquely places AQMetrics in a thought leadership position with regard to multi-jurisdictional regulations.

Watch our video detailing how AQMetrics manages emerging regulatory change and helps firms manage and comply with multi-jurisdictional regulations at all times.

Topic: Emerging Regulatory Change: How AQMetrics manages emerging regulatory change for the buy-side.

Presenter: Cian Brennan, Team Lead - Regulatory Reporting & Customer Success, AQMetrics.

Want to find out more?

Book a demo to find out more about the AQMetrics regulatory technology platform.