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The AQMetrics Blog
The Key to Regulatory Data Management for Fund Service Providers: Keeping data volumes and regulations in one place
Keeping data volumes and regulations in one place:
Many fund service providers face ongoing challenges related to data quality assurance, information security and complex data-driven regulations.
How Europe and the USA are approaching ESG disclosures.
In the third blog of our ESG series, we examine how the SEC’s proposed changes impact private funds and the similarities between the SEC’s Proposed Amendments and other ESG regimes.
ESG: What the SEC proposed amendments mean for Form ADV
In this second blog of the ESG series, we examine the proposed ESG-related disclosure and reporting requirements for investment advisers through amendments to Form ADV, Part 2A (“the Brochure”). The Proposed Amendments require investment advisers to disclose their ESG investing approach by strategy, relationships with related persons, and any ESG-related impacts on proxy voting. These proposed changes will likely apply to wrap fee funds too.
ESG: A deep dive into the SEC proposed amendments
As global regulators are intensifying their focus on “greenwashing”, the absence of standardization or a common disclosure framework frustrates investors and their managers. Across the industry, there is a well-recognised lack of consistent and comparable data which may lead to potential greenwashing and is making the regulators’ and managers’ jobs ever more challenging and burdensome regarding regulatory data management.
How ESG Is Shaping The Funds Industry
At Adminovate 2022 in Dublin on 26 of May, we listened to a detailed panel discussion titled “ESG and the Funds Industry”. What sparked my interest in the discussion was that the focus was not solely on the environmental element of ESG, but social and governance too.
5 Takeaways from Adminovate 2020
The Adminovate conference, at Trinity College Dublin, aims to create the inspiration for innovation in the Fund Administration.