Regulatory Change Management for 2025: Get the Checklist

Regulatory change management is key for sell-side and buy-side firms to ensure compliance with emerging regulations in 2025.

DP24/2 Review: FCA’s Vision for UK's Transaction Reporting Regime

DP24/2: What’s on the Table? The FCA has outlined several objectives and proposed changes that could reshape how transaction reporting is handled in the UK. Streamlining Data Submission and Improving Quality To reduce redundancies, the FCA proposes removing fields such as certain instrument reference data...

Liquidity Risk: Will Vertical Slicing Become the New Norm?

This month the FCA released publications on what it expects from firms in terms of liquidity risk management and compliance. In a recent press release, FCA warned that their most recent review of asset managers liquidity risk management and compliance “should serve as a warning to all asset managers that they need to get this right”.

AQMetrics ARM Receives Full Authorisation from the FCA

The Financial Services Register and list of Authorised DRSPs is now updated with AQMetrics authorisation status and permission to operate an ARM.