Shareholding Disclosures

Automated Shareholding Disclosures

Report long and short positions to regulators and companies across multiple jurisdictions.

Enhance your Shareholding Disclosure Compliance with Precision and Ease

Tap into AQMetrics’ advanced technology for streamlined management of shareholding disclosures. Our solutions deliver unparalleled precision and reliability, ensuring your reports meet regulatory standards effortlessly.

Data Security and Privacy
Data Security and Privacy

AQMetrics ensures shareholder data security and privacy with top-tier cybersecurity, access controls, encryption, and GDPR compliance.

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Integration of Disparate Systems

Unify disparate shareholder systems into a seamless Regulatory Data Hub with AQMetrics for consistent data flow.

Data Management Complexity
Data Management Complexity

Tackle the complexity of managing vast shareholder data with AQMetrics’ efficient, automated solutions.

Data Accuracy
Data Accuracy and Integrity

Guarantee shareholder data assurance with AQMetrics’ automated validation processes and data governance.

Regulatory Change Management
Regulatory Complexity and Change Management

Stay ahead of regulatory shifts in shareholder disclosing requirements with AQMetrics’ adaptable, compliance-centric solutions.

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Compliance Monitoring and Reporting

Enable accurate and timely shareholding disclosures with AQMetrics’ advanced compliance monitoring and automated data aggregation.

AQMetrics shareholding disclosures is suitable for financial institutions, including banks, asset managers, pension funds and hedge funds.

Discover Seamless Shareholding Disclosures with AQMetrics

Simple Multi-Jurisdictional Shareholding Disclosures

With rules for 100+ jurisdictions, covering substantial shareholdings, short selling, sensitive industries, takeovers, and issuer requests. In built emerging regulatory change management with tracking of temporary Short Selling Bans across jurisdictions.

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Consistent Compliance

Comprehensive shareholding disclosure rules with inbuilt disclosure thresholds and reporting obligations.

Compliance Workflow
Automated Reports

Daily monitoring and alerts, linking to regulatory sources and configurable reports with the ability to export data when needed.

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Data Integration

Integrated with multiple data providers for a true end to end solution encompassing articles of association and take over data.

Solutions

AQMetrics Regulatory Technology Compliance Monitoring - Shareholding Disclosures Software Screens

Multi-Jurisdictional Shareholding Disclosures

  • Complex asset classes including contracts for difference and other derivatives, futures, stock lending, convertibles /exchangeables, warrants, ETFs, Indices and Baskets
  • Capacity based exemptions including nominee, custodian, stock borrower, stock lender or collateral taker
  • Beneficial Ownership
  • Substantial Shareholdings
  • Short Selling (including Temporary Short Ban Alerts)
  • Sensitive Industry limits
  • Foreign Direct Investment (FDI) restrictions
  • Enhanced Takeover Reporting Thresholds
  • Portfolio and Group Aggregation Scenarios
  • UK Irish and French Takeover Panel disclosures
  • EU Transparency Directive (2004/109/EC)
  • EU Amending Transparency Directive (2013/50/EU)
  • EU Regulation No 236/2012 – net short position reporting
  • Hong Kong: Part XV of the Securities and Futures Ordinance
  • Singapore “Securities and Futures Act” notifications
  • Issuer-initiated disclosures

SEC Shareholding Disclosures

  • SEC 13D and 13G reporting
  • SEC rule 13f-2 short selling rule
  • SEC Alternative Uptick Rules for short selling
AQMetrics Regulatory Technology Compliance Monitoring - Shareholding Disclosures Software Screens

What our clients have to say

“We have been impressed with AQMetrics’ focus and commitment to regulatory reporting and are excited to partner with their team to enhance our services.”

Tyler Kim
Global Head of Fund Services
Maples Group