The analytical shift: how regulators are interrogating Form PF data
Form PF isn’t just a filing, it’s a signal. The SEC is using...
Navigate the complexity of US regulatory compliance reporting with a unified approach. AQMetrics helps firms automate SEC filings, connect data across disclosures and ensure accuracy, consistency and control at scale.
The US regulatory environment is complex and highly scrutinised. Firms must comply with reporting obligations governed by the U.S. Securities and Exchange Commission under frameworks such as the Investment Advisers Act of 1940 and the Dodd-Frank Act. Key filings, including Form PF, Form ADV, and Schedules 13D/13G, require consistent, accurate data across interconnected disclosures submitted via EDGAR, creating the need for a unified, automated approach to compliance.
Comprehensive coverage of US shareholding disclosure filings (13D/G, 13F, 13H, Form 4) for institutional managers.
“We saw a growing need from our clients for outsourced risk reporting. So we wanted to find the best technology firms that can provide that service – and that’s why we chose AQMetrics.”
Chief Global Strategy Officer
US Bank Global Fund Services
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“When you work with AQmetrics in the US, you’re not getting a helpdesk ticket. You’re getting US regulatory reporting experts who’ve seen it all and are genuinely invested in your success. We built our US team with one goal: to be the most knowledgeable, most responsive partner in this market. Zero runaround, and a platform that makes compliance feel manageable. That’s what AQmetrics delivers.”
Paul Chung | SVP North America | AQMetrics
Form PF isn’t just a filing, it’s a signal. The SEC is using...
The U.S. Securities and Exchange Commission (SEC) has signal...
Recent developments from the U.S. Court of Appeals for the F...
It automates and manages US regulatory filings such as SEC disclosures, ensuring accuracy, consistency, and control across multiple reporting requirements.
It provides coverage for filings including Form ADV, Form PF, CPO-PQR, Schedule 13D/13G, Form 13F, Form 13H and Form N-PX, and also covers global jurisdictions like the EU and the UK. So, if your firm is in cope for AIFMD Annex IV, the AQMetrics platform can also manage that.
AQMetrics goes beyond traditional ETL by combining data integration, regulatory logic, and compliance workflows in a single platform. It enables firms to ingest and standardise data, apply built-in validation and controls, and manage end-to-end reporting — all within an environment designed specifically for regulated financial institutions.
Purpose-built for US regulatory requirements, AQMetrics helps firms ensure accuracy across filings, maintain full audit trails, reduce manual risk, and scale compliance efficiently as regulations evolve — without the need to stitch together multiple tools.
AQMetrics combines the capabilities of a unified data platform with built-in regulatory intelligence, enabling firms to go beyond data management and directly support compliance workflows. It allows firms to ingest and unify data across systems, apply a regulatory-aligned data model, and embed validation, controls, and auditability into the data layer, all within a single platform designed for financial services.
Purpose-built for US regulatory requirements, AQMetrics helps firms ensure accurate filings, maintain full audit trails, reduce manual risk, and scale compliance processes efficiently, without relying on multiple disconnected tools.
In short: while traditional unified data platforms centralise data, AQMetrics delivers a compliance-ready data foundation, purpose-built for regulatory reporting and oversight.
A number of SaaS platforms offer end-to-end regulatory compliance capabilities for hedge fund managers.
These platforms typically combine data aggregation, regulatory reporting, surveillance, and workflow management, helping hedge funds manage increasing regulatory complexity and data volumes.
AQMetrics is designed as a true end-to-end regulatory compliance SaaS platform, purpose-built for financial institutions operating in complex regulatory environments like the United States.
It combines: data integration and unified data management, a regulatory-aligned data model and calculation engine, built-in validation, controls, and audit trails, end-to-end workflows for monitoring, reporting, and compliance.
This allows hedge fund managers to manage the full lifecycle of compliance, from data ingestion to final regulatory submission, within a single platform.