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Regulatory Reporting Assurance

Unlock Operational Resilience with our Regulatory Reporting Assurance Service

Our Regulatory Reporting Assurance Service combines expertise, technology, and a forensic approach to empower global asset managers to thrive in the complex world of regulatory compliance. Whether it’s AIFMD, Form PF, Form 13F or CPO PQR, gain unparalleled confidence with our transformative service designed to ease your regulatory journey.

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Operational Resilience Starts Here.

AQMetrics has a proven track record and systematic methodology that has improved the robustness, resilience, accuracy and compliance of regulatory reporting for the largest global asset managers. Our Regulatory Reporting Assurance Service goes beyond the surface. We perform a forensic analysis, leaving no stone unturned. Our experts will carry out a comprehensive forensic review of your regulatory reporting operations, utilising our award-winning technology to identify gaps and provide actionable solutions.

 

Step 1

Discovery

In this initial phase, we assess the scope of applicable regulations and chart your reporting journey. We create a comprehensive data flowchart, identify data quality risks, map reporting workflows, and document regulatory assumptions and control issues.

Step 2

Assessment

The assessment phase involves collecting data, conducting qualitative reviews, and performing substantive testing. We simulate historic filings and conduct gap analyses against regulatory requirements.

Step 3

Remediation

Remediation focuses on action. We engage in detailed challenge-response sessions, align with industry norms, and plan future-state data workflows. We document data dictionaries, mapping, and rule-based classifications, and devise an execution plan.

Step 4

Assurance Completion

In this final phase, we present an assurance report summarizing findings, compliance risk assessments, and a future target operating model. We address governance, technology, regulatory changes, outsourcing, and continuous improvement.

 

To find out more about our Regulatory Reporting Assurance Service, request a demo by clicking below:

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The only platform for your regulatory reporting needs.

 

 

Regulated Entity

AQMetrics is authorised by the CBI and the FCA and supervised by ESMA.

 

ISO 27001 Certified

Our platform is designed with information security management at the heart and that is why having the ISO 27001 certification is key to our story.

 

Backed by Experts

We are backed by a team of experts across our organisation and our world-class customer support team.

 

Regulatory Change Ready

Change in regulatory reporting is inevitable. That’s why our platform is built for regulatory reporting changes across the different jurisdictions.

 

Regulatory Reporting and the Regulators

See how AQMETRICS meets the regulators requirements with Regulatory Reporting.

SEC 
ESMA 
FCA 
MAS 

What our customers say

“AQMetrics has been supporting CSC’s regulatory reporting requirements through its technology and value-added service. AQMetrics’ expertise and best-in-class technology mean that our business is always compliant with emerging regulatory change.”

“csc

Liam McHugh

Managing Director, European Fund Administration, CSC Global

“I am delighted with AQMetrics’ regulatory reporting solutions. Their online cloud platform allowed us to meet our requirements with accuracy and efficiency. Throughout our partnership, AQMetrics’ customer success team has been instrumental in providing exceptional support, making onboarding and filing our returns to the CBI a seamless experience. AQMetrics has truly exceeded our expectations. ”

“albacore

Simon Fletcher

Head of AIFM, AlbaCore Capital

“We appointed AQMetrics due to their ability to deliver a wide range of regulatory reporting products that gives BNPP data quality, information security and robust technology. We have been impressed by AQMetrics’ international footprint and their ability to deliver solutions spanning the regulatory reporting and technology needs of our business.”

“BNP

Colm Ennis

Business Manager, BNP Paribas

“We have worked with AQMetrics for some time and regard their technical solutions for regulatory reporting as best in class. Above all, we value their service levels, which are excellent, and their guidance, which is straightforward and easy to follow. Their customer care and communication are superb and their team are always ready to support.”

“equity

Rachel Curtis

Head of Risk & Compliance, Equity Trustees

“As a newly authorised firm, we partnered with AQ Metrics for our regulatory reporting requirements. After a year in partnership, we have received excellent customer service, lightning-quick responses and guided through the platform when required. I highly recommend the team and the service.”

“jtc

Ciarán Shields

Director and MLRO – Risk & Compliance, JTC


Empowering Asset Managers for Regulatory Success.

At AQMetrics, we recognise the paramount significance of regulatory compliance. Our Regulatory Reporting Assurance Service is your key to unwavering confidence in your compliance processes.


To request more information, please click below.

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