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AQMetrics SEC, CFTC/NFA

SEC & CFTC/NFA

Automate your SEC & CFTC regulatory needs with the AQMETRICS Platform

AQMETRICS platform empowers forward-looking firms to automate their risk, compliance and regulatory reporting to the SEC, CFTC and NFA.

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A leading risk, compliance and regulatory reporting platform.

AQMETRICS award-winning technology is used by leading US firms for Form PF, Form 13F, CPO-PQR, 40 Act and Liquidity Risk reporting. Trust AQMetrics to navigate the intricate regulatory landscape, ensuring compliance with precision and speed.

 
Single Platform

A single platform means you can perform all your risk and reporting in the one place.

Data Management

AQMETRICS offers unparalled automation and data management.

Automation

Automated reporting and monitoring saves time and increases efficiency.

Scale

With AQMETRICS platform means you’re always compliant and can scale with ease.

Form PF

An intuitive workflow for data collection, report validation and approval means you’re always compliant and can report with ease.

Form PF requires SEC-registered advisers (including private and hedge funds) with at least $150 million in assets to report regulatory assets.

AQMETRICS has created an easy-to-use, fully automated and time-saving solution for Form PF reporting.

Shareholding Disclosures (13F)

Eliminate manual processes, save time and streamline your reporting with the AQMETRICS platform.

Form 13F requires institutional investment managers with at least $100 million in assets to report their holdings within 45 days of each calendar quarter.

AQMETRICS Form 13F reporting solution is simple, fully automated and transparent.

CPO-PQR

AQMETRICS offers automated data onboarding, enrichment and aggregation to meet your CPO-PQR requirements.

CPO-PQR requires registered Commodity Pool Operators (CPOs) to report a wide range of data to the US Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA).

Navigating the complex CPO-PQR can be challenging for CPOs.

AQMETRICS automated reporting and filing system ensures clients easily meet their CPO-PQR challenges in an efficient and transparent manner.


  • Blog

    Blog

    Read our latest blog posts on CPO-QPR


  • Webinars

    View our latest CPO-QPR webinars


  • Case Studies

    See what some of our CPO-QPR customers have to say

40 Act

AQMETRICS simplifies and automates all of your 40 Act risk monitoring and reporting.

The 40 Act outlines rules and regulations U.S. investment companies must abide by when offering and maintaining investment product securities, including requirements for filings and disclosures.

Our 40 Act solution leverages underlying client and market data to that ease the complexity and cost of ensuring regulatory-compliance.

Liquidity Risk Control

Created specifically to help funds meet the SEC’s stress test guidelines.

SEC rule 22e-4 and the related rules were designed to promote effective liquidity risk among US funds.

The AQMETRICS risk platform is a comprehensive solution with liquidity impact analysis, fund-level risk configuration, historical and hypothetical stress tests, redemptive stress tests, robust control and auditing.


  • Liquidity Blog

    Blog

    Read our latest blogs on Liquidity


  • Webinars

    View our latest Liquidity webinars


  • Case Studies

    See what some of our Liquidity customers have to say

Find out more about the AQMetrics Platform

Click here to find out more about how the AQMETRICS Platform can offer end-to-end automation for your risk, compliance and regulatory reporting needs for the SEC or CFTC/NFA.

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