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AQMETRICS Regulatory Reporting Round-up January 2020

The Adminovate conference, at Trinity College Dublin, aims to create the inspiration for innovation in the Fund Administration.

Central Bank of Ireland shares key priorities for 2020 with a focus on conduct regulation, consumer protection and liquidity.

Last Friday ESMA published its second major analysis of the Alternative Investment Fund (AIF) market, with the report shedding further light on the overall AIF landscape.

Here are five tips from the AQMETRICS customer success team to help you get a head start on your reporting this month.

How AIFMs should report results of liquidity stress tests for closed-ended unleveraged AIFs that they manage.

ESMA together with the European Commission is performing a review on the impact of position limits on liquidity, market abuse, orderly pricing and settlement conditions in commodity derivative markets.

The FCA has finalised new rules governing open-ended funds that invest in illiquid assets.

On the 26th September at One Aldwych Hotel, we hosted “2019-2020 Regulatory Challenges and Safeguarding for the Future”

Investment Breach Monitoring and NAV errors come under the regulatory spotlight as the Central Bank of Ireland issues CP130.

We are still at the very beginning of September and already much regulatory change is brewing for AIFMs and UCITS funds.

ESMA has announced that its newsletter is now back.

The FCA estimates that over three quarters of the UK population are exposed to the asset management sector either directly, or via their pensions.

ESMA has recently published a consultation paper on the compliance function requirements that are set out in the revised Markets in Financial Instruments package under MiFID II.

In this blog, we look at how we assess regulatory change. In our subsequent blogs we will look how this change is managed.

On the 4 June 2019, ESMA published updated Q&As for both AIFMD and UCITS.

At AQMETRICS we know that we need to offer flexibility to both large asset service providers and hedge funds alike across our applications.

On 21 February the UK Treasury published its preparations for a no-deal Brexit called the Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019.

Policy Statement PS19/5sets out the rules for firms and operators, depositories and trustees of EEA-domiciled funds in the temporary permissions regime.

ESMA released a statement on the 19th March regarding the trading obligation for shares (under Article 23 of MiFID) in the event of a no-deal Brexit.