Insightful updates and expert analysis on regulatory compliance and risk management.
Not only did regulators outline their top priorities, many of which they’re working on in tandem, they also cautioned that 2020 is likely to be one of their busiest, and potentially most ‘intrusive’ years yet.
Read moreThis year’s Funds Congress was the biggest and most successful to date, with the annual networking event bringing together leading fund managers, CEOs, thought leaders and policymakers.
Read moreWhat are some of the likely outcomes? And what should firms be planning in order to be prepared for the changes ahead? AQMETRICS shares its insights, as well as key learnings from the marketplace from UCITS management companies.
Read moreESMA last week published anewly available liquidity datasetfor bonds subject to the pre- and post-trade requirements under MiFID II and MiFIR.
Read moreESMA last week launched a consultation on draft technical standards relating to investment services and activities in the European Union (EU) by third-country firms under MiFIR and MiFID II.
Read moreESMA is pushing ahead with its fund liquidity review, launching a Common Supervisory Action (CSA) with national competent authorities (NCAs) to look at UCITS managers liquidity risk management.
Read moreAs the FCA recently highlighted in a report on the selection and use of asset management portfolio tools, ‘processes and controls, particularly in risk model oversight and contingency planning’ are required. What does this mean for UCITS regulated firms?
Read moreThe Central Bank of Ireland (CBI) yesterday issued its 28th Edition of the Central Bank UCITS Q&A, with few major changes from the last edition, published on 15 July 2019.
Read moreCBI issued a “Dear CEO” letter raising concerns that regulated firms might not be adequately identifying and mitigating market conduct risks.
Read moreAQMETRICS Regulatory Reporting Round-up January 2020
Read moreThe Adminovate conference, at Trinity College Dublin, aims to create the inspiration for innovation in the Fund Administration.
Read moreCentral Bank of Ireland shares key priorities for 2020 with a focus on conduct regulation, consumer protection and liquidity.
Read moreLast Friday ESMA published its second major analysis of the Alternative Investment Fund (AIF) market, with the report shedding further light on the overall AIF landscape.
Read moreHere are five tips from the AQMETRICS customer success team to help you get a head start on your reporting this month.
Read moreHow AIFMs should report results of liquidity stress tests for closed-ended unleveraged AIFs that they manage.
Read moreESMA together with the European Commission is performing a review on the impact of position limits on liquidity, market abuse, orderly pricing and settlement conditions in commodity derivative markets.
Read moreThe FCA has finalised new rules governing open-ended funds that invest in illiquid assets.
Read moreOn the 26th September at One Aldwych Hotel, we hosted “2019-2020 Regulatory Challenges and Safeguarding for the Future”
Read moreInvestment Breach Monitoring and NAV errors come under the regulatory spotlight as the Central Bank of Ireland issues CP130.
Read moreWe are still at the very beginning of September and already much regulatory change is brewing for AIFMs and UCITS funds.
Read moreESMA has announced that its newsletter is now back.
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