Insightful updates and expert analysis on regulatory compliance and risk management.
At AQMETRICS, we talk regularly with our fund management clients in order to understand the evolving needs of our customers’ customers.
Read moreJust weeks after CME revealed they were winding down their NEX Abide reporting services, Deutsche Börse followed suit, announcing last week that it will be offloading its reporting business.
Read moreFollowing a busy first quarter, which included a number of specific Covid-19 measures, regulators have been focused on implementing additional supervisory measures including weekly business continuity reporting.
Read moreAs a futurist my vision has sometimes been seen as exciting and sometimes downright scary for the future of machines and science to enhance or replace activities and products in the world of Financial Services
Read moreMiFID II continues to loom over the investment industry.
Read moreWhether it’s fee pressures, volatile markets, or the ongoing regulatory deluge, many businesses are having to rethink their operational models.
Read moreFollowing a busy start to the year, regulators are being forced to grapple with the COVID-19 crisis, with many investment managers impacted by the unprecedented lockdown.
Read moreESMA has issued a directive providing temporary regulatory relief to entities that may be affected by the ongoing COVID-19 crisis.
Read moreESMA last week published its final guidance on performance fees of UCITS and open-ended AIFs,
Read moreESMA announced it was consulting on whether to introduce leverage limits for Alternative Investment Fund (AIF) managers.
Read moreThe SEC has extended a raft of relief measures aimed at companies, investment firms, and investment advisers, including providing funds more time to meet certain filing requirements.
Read moreCSSF said it expects firms to uphold their reporting and regulatory requirements during the COVID-19 crisis.
Read moreThe Financial Conduct Authority (FCA) is pushing ahead with its plans to replace Gabriel, the FCA’s main regulatory data collection system, which facilitates the collection of some 500,000 submissions across 52,000 firms annually.
Read moreCFTC last week unveiled a number of no-action measures aimed at providing temporary relief for commodity pool operators (CPOs).
Read moreESMA has released a number ofrecommendationsfor market participants relating to business continuity, market disclosure, and financial reporting as the COVID-19 crisis continues to unfold.
Read moreThe Central Bank of Ireland (CBI) warned earlier this week that asset management firms must bolster their cyber security systems.
Read moreWith markets in a state of flux, now seems an apt time to consider the liquidity management of investment funds – and how these funds are likely hold up over the coming months.
Read moreAQMETRICS Regulatory Reporting Roundup February 2020
Read moreESMA’s upcoming liquidity stress testing for UCITS and AIF funds is likely to be more arduous than many expect.
Read moreBuilding on similar concerns in past TRV reports, ESMA explained that ‘the risk outlook is stable, however risk [remains] high, particularly in securities markets and for retail investors,’ as geopolitical and macro drivers worsen. ‘Macroeconomic conditions deteriorated in the second half of 2019, with...
Read moreLuxembourg’s financial regulator last week announced that it has begun undertaking ESMA’s Common Supervisory Action (CSA) looking at UCITS fund liquidity.
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