Insightful updates and expert analysis on regulatory compliance and risk management.
Today the FCA have released a joint Discussion Paper (DP) aiming to gather views to inform the UK’s authorities’ development of MMF reform proposals. The FCA are inviting feedback on the reform options discussed in the DP by 23 July 2022 and will consider this in deciding whether to consult on MMF reform proposals. The FCA has also issued new non-handbook guidance on the UK MMF Regulation.
Read moreThe financial conduct authority have announced some changes to AIF001 and AIF002 reports that come into effect from the end of June 2022 following the UK's withdrawal from the EU. This is the first major schema update since 2014.
Read moreThe proposed changes are significant in that large hedge fund advisers and all advisers to private equity funds would have one business day to report to the Commission the particulars surrounding certain “key events”.
Read moreThe European Commission has delayed implementation of the second phase SFDR Level 2 disclosures until January 2023. This article examines what that means for AQMetrics clients and what has to be done by January 2023.
Read moreAs 2022 dawns we look ahead at the regulatory requirements for asset managers, asset service providers and investment managers.
Read moreThe AQMETRICS annual regulatory round-up - an initiative to keep you abreast of this year’s regulatory technology news and events.
Read moreWe examine the shifting regulatory landscape for ManCos and Super ManCos in Ireland and outline how technology can help with the regulatory burden.
Read moreFirms are now at the stage of enhancing their ESMA’s 2020 liquidity solutions. To help those firms we have listed our top three best practice hints and tips for 2022 here.
Read moreOn 25 November 2021, the European Commission (the EC) adopted a package of legislative proposals with an aim to deliver on several key commitments in the 2020 Capital Markets Union (CMU) action plan.
Read moreEvery firm can reduce this risk by undertaking these 5 key activities in the run up to year-end.
Read moreWelcome to AQMETRICS regulatory round-up, a monthly initiative that keeps readers abreast of all the latest regulatory news and events
Read moreWe understand that XBRL conversion can be daunting for technology-light financial services firms. This is why we built a one stop online platform that produces all forms of regulatory returns irrespective of their form.
Read moreThe CBI has followed in the footsteps of other European regulators in moving it’s reporting format for Excel based reports to XBRL. What does this mean in practice?
Read moreAfter an action packed July, where ESG, liquidity and new fund types took centre stage, August proved to be somewhat more muted, although there were still some important announcements.
Read moreWelcome to AQMetrics regulatory round-up, a monthly initiative that keeps readers abreast of all the latest regulatory news and events.
Read moreFor US-based funds there could soon be other changes coming down the line, particularly to the longstanding 13F rule.
Read moreThe Association of the Luxembourg Fund Managers (ALFI) again took the chance to reiterate its position on the proposed AIFMD changes in an article by Emmanuel Gutton
Read moreThe US Securities and Exchange Commission (SEC) last week announced its intentions to implement much-anticipated rules for the regulation of security-based swap execution facilities.
Read moreThe European Commission yesterday confirmed that it intends to delay the next round of the Sustainable Financial Disclosure Regulations, otherwise known as Level 2 RTS rules, by six months.
Read moreThe rise of Irish management companies (Mancos) show few signs of abating, with assets under management continuing to climb and private equity behemoths like the Carlyle Group looking to cash in on the trend.
Read moreMancos become a major force in the EU investment management industry.
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